SECURE 2.0 COMPLIANCE ENGINE

Automate Fiduciary Governance.
Eliminate Regulatory Risk.

The first Compliance-First ERP for the 401(k) industry. Automating eligibility testing, vesting calculations, and auto-enrollment with transactional precision.

Plan Overview: Acme Corp 401(k)

ID: 4829-22
Status: COMPLIANT
Participation Rate
94.2%
▲ 2.1% vs Q3
Total Assets
$14.2M
▲ 5.4% YTD
ADP Test
PASS
Safe Harbor
Pending Loans
3
Requires Review

SECURE 2.0 Automation

The 2022 SECURE 2.0 Act introduced 90+ retirement provisions. We automate the hard ones.

📅 Auto-Enrollment Mandates

New plans must auto-enroll at 3% minimum, escalating 1% annually to 10%. The system tracks every participant's escalation schedule.

⏰ Long-Term Part-Time Rules

Employees with 500+ hours for 2 consecutive years now qualify. We track hours across payroll periods automatically.

💰 Catch-Up Contribution Changes

Ages 60-63 get enhanced catch-up limits. The system adjusts contribution caps based on participant birthdate.

📊 RMD Age Increases

Required Minimum Distribution age moved to 73 (2023) and 75 (2033). We calculate and notify automatically.

🎓 Student Loan Matching

Employers can now match student loan payments as if they were 401(k) contributions. We track both.

🚨 Emergency Withdrawals

New penalty-free emergency withdrawal rules. System enforces $1,000 limit and 3-year repayment tracking.

Compliance Workflow

From payroll data to compliance certification in four automated steps.

1

Payroll Import

Ingest hours, wages, deferrals

2

Eligibility Engine

Calculate who qualifies

3

Testing Suite

ADP/ACP, Top-Heavy, Coverage

4

Compliance Report

Audit-ready documentation

Platform Capabilities

Everything a TPA or plan sponsor needs to stay compliant.

Eligibility & Vesting

  • Hours of service tracking across pay periods
  • Multiple vesting schedules per plan
  • Break-in-service rules with rehire detection
  • Entry date calculations (monthly, quarterly, semi-annual)

Non-Discrimination Testing

  • ADP/ACP testing with HCE identification
  • Top-Heavy determination and minimum contributions
  • Coverage testing (410(b) ratio/average benefit)
  • Automatic corrective distribution calculations

Contribution Processing

  • Deferral limit tracking ($23,000 / $30,500 catch-up)
  • Employer match formulas (basic, enhanced, discretionary)
  • True-up calculations at year end
  • Excess contribution refund processing

Reporting & Audit

  • Form 5500 data preparation
  • Participant statements with transaction history
  • Compliance calendar with deadline alerts
  • Full audit trail for every calculation

Technology Stack

Enterprise-grade infrastructure for financial compliance.

.NET 9
FastEndpoints
EF Core
SQL Server
MudBlazor
Hangfire
SignalR
Redis